Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

…

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MIPRU 4.2 Capital resources requirements

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SYSC 6.1 Compliance

SUP 16.1 Application

PERG 1.2 Introduction

LR 15.2 Requirements for listing

PERG 10.1 Background

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 9.1 Application and Purpose

FIT 1.3 Assessing fitness and propriety

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

PERG 10.4 Pension scheme service providers other than trustees

LR 13.8 Other circulars

PERG 13.7 The territorial application of MiFID

COND 2.1 Threshold condition 1: Legal status

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 13.4 Providing cross border services into another EEA State

FEES 6.1 Application

PERG 12.3 Rights under a personal pension scheme

COND 2.3 Threshold condition 3: Close links