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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test