Search Result

141 - 160 of 834 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose