Search Result

81 - 100 of 643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables