Search Result

701 - 720 of 874 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation