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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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