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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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