Search Result

521 - 540 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.6 Life insurance contracts – communications to clients

As Published: 2007

COBS 16.6 Life insurance contracts – communications to clients

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

LR 19.1 Application

As Published: 2005

LR 19.1 Application

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports