Search Result

461 - 480 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 3.23 Default

As Published: 2001

REC 3.23 Default

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies