Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

…

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.1 General requirements

COLL 4.5 Reports and accounts

PERG 5.12 Link between activities and the United Kingdom

DEPP 2.5 Provision for certain categories of decision

SUP 14.3 Changes to cross border services

COLL 6.3 Valuation and pricing

COLL 4.2 Pre-sale notifications

DISP 1.1 Purpose and application

SUP 13.7 Changes to cross border services

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 14.6 Cancelling qualification for authorisation

SUP App 3.6 Freedom to provide services

SYSC 10.1 Application

SUP 13.2 Introduction

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 4.11 Link between activities and the United Kingdom

DISP 1.3 Complaints handling rules

SUP 6.2 Introduction

REC 4.2B Exercise of passport rights by a UK RIE

SUP 11.3 Requirements on controllers or proposed controllers under the Act