Search Result

261 - 280 of 821 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

DTR 3.1

As Published: 2005

DTR 3.1

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance