Search Result

621 - 640 of 808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.1 Application

As Published: 2005

LR 8.1 Application

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

REC 3.23 Default

As Published: 2001

REC 3.23 Default

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

LR 17.1 Application

As Published: 2005

LR 17.1 Application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose