Search Result

401 - 420 of 895 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COBS 4.4 Compensation information

As Published: 2007

COBS 4.4 Compensation information

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions