Search Result

761 - 780 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application