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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions