Search Result

121 - 140 of 261 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 13.2 General

As Published: 2007

PERG 13.2 General

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR 16.4 Requirements with continuing application

As Published: 2005

LR 16.4 Requirements with continuing application

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 3.1 Application

As Published: 2005

LR 3.1 Application

LR 18.1 Application

As Published: 2005

LR 18.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's