Search Result

121 - 140 of 739 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime