Search Result

801 - 820 of 905 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application