Search Result

641 - 660 of 679 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

ICOB 6.2 Cancellation rights and period

As Published: 2007

ICOB 6.2 Cancellation rights and period

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues