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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

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ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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