Search Result

221 - 240 of 902 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

…

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

…

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

…

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

…