Search Result

201 - 220 of 788 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?