Search Result

81 - 100 of 782 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions