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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

COBS 3.2 Clients

As Published: 2007

COBS 3.2 Clients

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.3 Rules for firms engaged in linked long-term insurance business

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations