Search Result

221 - 240 of 816 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR App 3.1

As Published: 2005

PR App 3.1

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?