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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2007

COBS 10.7 Record keeping and retention periods for appropriateness records

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities