Search Result

121 - 140 of 280 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

…

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

…

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

…

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

…

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

…

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

…

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

…

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

…