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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

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PR 3.4 Supplementary prospectus

PR App 1.1

DTR 6.3 Dissemination of information

ICOB 8.4 Unsolicited services

PR 5.6 Miscellaneous

GENPRU 2.2 Capital resources

FEES 3.2 Obligation to pay fees

LR 17.3 Requirements with continuing application

LR 8.4 Role of a sponsor: transactions

SUP 18.2 Insurance business transfers

REC 2.5 Systems and controls and conflicts

LR 14.3 Continuing obligations

COLL 8.3 Investor relations

PR 1.2 Requirement for a prospectus and exemptions

PR App 3.1

DTR 5.8 Procedures for the notification and disclosure of major holdings

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

BIPRU 7.10 Use of a Value at Risk Model

PR 3.2 Filing and publication of prospectus