Search Result

141 - 160 of 995 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction