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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.3 General

As Published: 2001

COND 1.3 General

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies