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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 14.1 Application

As Published: 2005

LR 14.1 Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules