Search Result

581 - 600 of 839 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 15.1 Application

As Published: 2005

LR 15.1 Application