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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE