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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

REC 3.23 Default

As Published: 2001

REC 3.23 Default

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing