Search Result

461 - 480 of 979 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)