Search Result

161 - 180 of 479 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

ICOB 8.1 Application and purpose

As Published: 2007

ICOB 8.1 Application and purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products