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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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PERG 8.14 Other financial promotions

REC 2.11 Custody

ICOB 4.6 Commission disclosure for commercial customers

COLL 6.2 Dealing

ICOB 6.1 Application and purpose

ICOB 4.3 Suitability

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

REC 2.15 Discipline

SUP App 3.6 Freedom to provide services

COBS 4.1 Application

PERG 4.2 Introduction

BIPRU 7.10 Use of a Value at Risk Model

COLL 6.4 Title and registers

GEN 4.2 Purpose

APER 4.1 Statement of Principle 1

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 18.4 Stock lending activity

REC 3.9 Fees and incentive schemes

DTR 6.2 Filing information and use of language

LR 14.3 Continuing obligations