Search Result

501 - 520 of 595 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 16.6 Life insurance contracts – communications to clients

As Published: 2007

COBS 16.6 Life insurance contracts – communications to clients

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions