Search Result

421 - 440 of 499 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance