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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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COBS 16.6 Life insurance contracts – communications to clients

As Published: 2007

COBS 16.6 Life insurance contracts – communications to clients

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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