Search Result

461 - 480 of 931 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's