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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

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DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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