Search Result

81 - 100 of 589 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations