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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

COND 1.3 General

As Published: 2001

COND 1.3 General

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions