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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction