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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

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SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

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MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

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SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

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