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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts