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ICOB 5.3 Provision of information to retail customers
As Published: 2004
ICOB 5.3 Provision of information to retail customers
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PERG 4.10 Exclusions applying to more than one regulated activity
As Published: 2005
PERG 4.10 Exclusions applying to more than one regulated activity
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SUP 15.10 Reporting suspicious transactions (market abuse)
As Published: 2005
SUP 15.10 Reporting suspicious transactions (market abuse)
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PERG 5.5 The regulated activities: dealing in contracts as agent
As Published: 2005
PERG 5.5 The regulated activities: dealing in contracts as agent
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DTR 5.5 Acquisition or disposal by issuer of shares
As Published: 2007
DTR 5.5 Acquisition or disposal by issuer of shares
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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator
As Published: 2004
MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator
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BIPRU 8.8 Advanced prudential calculation approaches
As Published: 2006
BIPRU 8.8 Advanced prudential calculation approaches
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