Search Result

421 - 440 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making