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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business